• Compliance Officer Jobs in White Plains, NY

    Jobs 1 to 20 of 3,866

  • Senior Compliance Officer - Bloomberg Tradebook - Legal & Compliance

    Bloomberg • New York, NY 10176
    Senior Compliance Officer - Bloomberg Tradebook - Legal Compliance New York, NY Posted Apr 26, 2024 - Requisition No. 124879 The... Read More

  • Enterprise Compliance Officer - Tuning and Optimization

    TIAA • New York, NY 10176
    Enterprise Compliance Officer (AML Tuning Analytics) The Enterprise Compliance Lead/Manager will manage the tuning and optimization... Read More

  • Corporate Banking Compliance Officer, AVP

    MUFG • New York, NY 10176
    Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the... Read More

  • SEF Compliance Surveillance Lead and Advisory Compliance Officer - Legal & Compliance

    Bloomberg • New York, NY 10176
    SEF Compliance Surveillance Lead and Advisory Compliance Officer - Legal Compliance New York, NY Posted Apr 25, 2024 - Requisition... Read More

  • SVP, Senior Sanctions Compliance Officer - WaW/Citigold/CPC

    Citigroup • New York, NY 10176
    Serves as a senior compliance risk officer facing WaW/Citigold/CPC for Independent Compliance Risk Management (ICRM) Sanctions... Read More

  • Compliance Product Officer - VP

    Citigroup • New York, NY 10176
    Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for... Read More

  • Senior Compliance Officer - Public Side Advisory - Executive Director

    SMBC • New York, NY 10176
    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More

  • Sr. Compliance Associate - Office Inspection

    TIAA • New York, NY 10176
    The Compliance Senior Associate supports broader planning of business unit compliance programs to ensure organization functions are... Read More

  • Compliance Programs Sr Officer SVP

    Citigroup • New York, NY 10176
    The Role: This is a Senior Vice President position within Independent Compliance Risk Management (ICRM) responsible for leading and... Read More

  • Compliance Officer - Control Room

    S&P Global • New York, NY 10176
    About the Role: Grade Level (for internal use): 10 The Role: Compliance Officer - Control Room The Team: Control Room is part of... Read More

  • Compliance Product Officer (VP) - Fair Lending - Credit Operations

    Citigroup • New York, NY 10176
    Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) in the Office of Fair Lending responsible for... Read More

  • Compliance Product Officer - Program Office of Fair Lending & Privacy - VP

    Citigroup • New York, NY 10176
    Serves as a compliance risk officer program support for Independent Compliance Risk Management (ICRM) responsible for assisting... Read More

  • SVP, Senior Compliance Product Officer - Trade and Working Capital (Hybrid)

    Citigroup • New York, NY 10176
    Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible... Read More

  • Compliance Business Officer - Surveillance, Data & Analytics - Director

    SMBC • New York, NY 10176
    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More

  • SVP, Compliance Product Senior Officer - Issuer Services Lead (Hybrid) - NY

    Citigroup • New York, NY 10176
    Serves as a senior function/business/product compliance risk officer for Securities Services Independent Compliance Risk Management... Read More

  • Compliance Analyst

    Neuberger Berman • New York, NY 10176
    Responsibilities : Work regularly with the CCO-Alternatives and Alternatives Legal Compliance team, as well as other divisional... Read More

  • Client Data Governance Office - Policy & Compliance Lead

    Citigroup • New York, NY 10176
    Citi has established a centralized Client organization and strategy to strengthen how we deliver for clients across the bank and... Read More

  • Director, Compliance Issues Management Officer

    SMBC • New York, NY 10176
    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More

  • Compliance Business Analyst-Fenergo

    ManpowerGroup • New York, NY 10176
    Our client is seeking a Business Analyst with Fenergo experience to join their team. Job Title: Business Analyst Location: Jersey... Read More

  • Administrative Coordinator and Compliance Analyst

    Neuberger Berman • New York, NY 10176
    Summary : Neuberger Berman is an independent, employee-owned, global asset management firm, serving the financial needs of... Read More

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